National Committee on the Right to Counsel
FACTS & FIGURES
THE RIGHT TO COUNSEL
- A federal right to counsel for indigent defendants in state death penalty
cases was established in Alabama v. Powell, 287 U.S. 45 (1932). In
the case, the U.S. Supreme Court opined:
"The right to be heard would be, in many cases, of little avail
if it did not comprehend the right to be heard by counsel. Even the intelligent
and educated layman has small and sometimes no skill in the science of law.
If charged with crime, he is incapable, generally, of determining for himself
whether the indictment is good or bad. He is unfamiliar with the rules of
evidence. Left without the aid of counsel he may be put on trial without
a proper charge, and convicted upon incompetent evidence, or evidence irrelevant
to the issue or otherwise inadmissible. He lacks both the skill and knowledge
adequately to prepare his defense, even though he have a perfect one. He
requires the guiding hand of counsel at every step in the proceedings against
him. Without it, though he be not guilty, he faces the danger of conviction
because he does not know how to establish his innocence."
- In the landmark case Gideon v. Wainwright, 372 U.S. 335 (1963),
the U.S. Supreme Court unanimously concluded that states have a constitutional
obligation under the Sixth and Fourteenth Amendments to provide counsel to
indigent defendants in felony cases.
- Over the ensuing 40 years, the right to counsel has been consistently extended
to critical stages of criminal proceedings and any case that may result in
a potential loss of liberty.1
HOW PUBLIC DEFENSE IS FUNDED
- Despite the Supreme Court's rulings, only 22 states administer and fund
all indigent defense services at the state level.2
- Six states now fund at least 75 percent of all indigent defense costs.3
- Alabama and Louisiana rely on a combination of court costs and state funding.4
- Eighteen states rely to a large extent on county funding.
- The State government in Pennsylvania and Utah provide no money to ensure
the right to counsel at the county level.
- Though devolution of state obligations to local government can lead to innovation,
this has proven not to be the case with indigent defense services. Rather,
the states' abdication of their constitutional obligation has produced a myriad
of indigent defense systems that vary greatly in defining who qualifies for
services and the competency of the services rendered. Documentation of the
failure of states that do not fund at least 75 percent of indigent defense
services grows with each passing day. A few examples include:
California: In California, all trial-level indigent
defense services are funded at the county-level. Because there are counties
in the state that have better economic outlooks and choose to properly fund
indigent defense services, the adequacy of defense services is dependent
on the jurisdiction in which your crime is alleged to have occurred. For
information on disparity of resources and the failures of the state to adequately
protect the right to counsel, see: U.S. Department of Justice, Bureau of
Justice Assistance, Contracting for Indigent Defense Services: A Special
Report, April 2000 - NCJ181160 at www.ncjrs.org/pdffiles1/bja/181160.pdf
("In 1997 and 1998, a rural county in California agreed to pay a low-bid
contractor slightly more than $400,000 a year to represent half of the county's
indigent defendants." The contractor employed two associate attorneys but
no paralegals or investigators. Together the three attorneys handled over
5,000 cases per year. To make a profit, the contractor had to spend as little
time as possible per case.); National Legal Aid & Defender Association,
Evaluation Report & Recommendations, Riverside County Public Defender,
December 2000 (In Riverside County, more than 12,000 people pled guilty
to misdemeanor offenses without a lawyer to counsel them about the potential
life-altering consequences of their guilty pleas. People entered guilty
pleas not necessarily because they were guilty, but to get out of jail and
to get out of the system.) Other: National Legal Aid & Defender Association,
Evaluation Report & Recommendations, San Bernardino County Public
Defender, November 2001. National Legal Aid & Defender Association,
A Pilot Assessment of the Offices of the Public Defender, Santa Clara
County California (San Jose), December 2003.
Mississippi: The Mississippi legislature created a statewide,
district-based public defender system that mirrored the system for prosecutors
in the state, but never funded it. The legislation was eventually repealed,
leaving many counties to rely, once again, on flat-fee contracting. Poor
defendants in Mississippi are receiving legal representation that falls
far below constitutional standards, according to NAACP Legal Defense and
Education Fund, Inc. (LDF), Assembly Line Justice Mississippi's Indigent
Defense Crisis, March 2003. The report details numerous problems, including:
excessively long pre-trial detention; lengthy delays in appointment of counsel;
excessive caseloads; no investigations; poor clients saddled with excessive
fines and fees; clients misinformed about terms of plea agreements. A new
report shows the economic savings of implementing a statewide, state-funded
indigent defense system. See: NAACP Legal Defense and Education Fund, Inc.
(LDF), Economic Losses and the Public System of Indigent Defense: Empirical
Evidence on Pre-Sentencing Behavior from Mississippi, March 2004.
Nevada: Counties throughout the state of Nevada have been
cited for assigning attorneys to serious felony and murder cases for which
the attorneys are not qualified. Most recently, the 9th Circuit Court of
Appeals allowed a person who was found to be innocent and released from
death row after 14 years to sue the Clark County (Las Vegas) public defender
administrator for appointing an attorney just out of law school who had
never handled a murder case to represent him on capital charges. See: Miranda
v. Clark County, 279 F.3d 1102, 1112 (9th Cir. 2002). A report for
the Nevada Supreme Court Implementation Committee for the Elimination of
Racial, Gender and Economic Bias in the Criminal Justice System under the
auspices of the U.S. Department of Justice and the American Bar Association
found that the state public defender is in crisis and that the quality of
justice is jeopardized by the system's lack of independence from undue political
influence. The lack of standards threatens the quality of justice delivered
to the poor. See: The Spangenberg Group, Indigent Defense Services in
the State of Nevada: Findings and Recommendations, December 2003. A
study specifically on Clark County (Las Vegas) found caseloads there to
be in serious breach of nationally recognized workload standards. Juvenile
representation was found to be beyond the point of crisis and requiring
of immediate attention to avert constitutional challenges of ineffective
assistance of counsel. See: National Legal Aid & Defender Association,
Evaluation of the Public Defender Office: Clark County, Nevada,
March 2003.
Texas: In December 2000, Texas Appleseed Fair Defense Project
released a major report on indigent defense practices in that state. (For
more information please see: The Fair Defense Report - available
on-line at: www.equaljusticecenter.org/Fair%20Defense%20Reference%20Report.pdf.)
The 28 findings include: A complete absence of standards and quality among
the counties; few mechanisms in place to guarantee accountability; wide
and uncontrolled discretion on the part of judges over the appointment of
defense counsel; the potential for conflicts; delay in the appointment of
counsel soon after arrest is a pervasive and serious problem; and, a lack
of enough funding to ensure adequate representation. The Texas Legislature
responded by passing the Fair Defense Act, which disseminates state money
to counties that meet certain standards. It is an important first step in
the reform process, though many of the issues highlighted in the report
remain.
Washington: The urgency of the indigent defense crisis
in the State of Washington was brought to life in a very recent series by
the Seattle Times. The series highlights the prevalence of flat-fee
contracting and corresponding high caseloads and inadequate funding. (The
complete indigent defense series is available on-line at: http://seattletimes.nwsource.com/news/local/unequaldefense/stories/one/;
http://seattletimes.nwsource.com/news/local/unequaldefense/stories/two/;
and, http://seattletimes.nwsource.com/news/local/unequaldefense/stories/three/).
HOW PUBLIC DEFENSE IS STRUCTURED
- There are three basic models for such defense services:
- Public defender offices with employees on salary (most urban areas of
the country have public defenders)
- Court-appointed private attorneys, who are assigned by a judge to provide
defense services either from a list maintained by the courts or through
some other system
- Contracts with individual attorneys, firms or nonprofit corporations
that provide some or all of a jurisdiction's indigent defense services
- In an attempt to ensure independence of indigent defense providers, many
states have created an independent board or commission to oversee the delivery
system, rather than giving that authority directly to judicial, legislative
or executive agencies or officials, including:
- Fourteen of the 22 states funding 100 percent of all indigent defense
services (64 percent).5
- Three of the six states that fund 75 percent have statewide commissions,6
though two of the states that do not (Florida and Tennessee) have elected
public defenders answerable to their constituencies.7
- Nine remaining states have an indigent defense commission that serves
a limited role. These include five states (Indiana, Georgia, Louisiana,
Ohio and Texas) that have a statewide commission, which reimburses counties
for a portion of their indigent defense costs based (in most cases) on
the counties' meeting commission-set standards. Four states (California,
Illinois, Michigan, and Montana) have indigent defense commissions overseeing
the state appellate defender or habeas resource center, although trial-level
in these states remain a county obligation.
- Yet, even in states that do oversee and fund indigent defense services at
the state level, the failure of most to enact measurable indigent defense
standards and to establish methods to monitor compliance therewith has produced
indigent defense systems across the country that deliver unfair justice to
those of limited means. For example:
Maine: Though 100 percent state-funded, Maine
has no statewide organization to oversee indigent defense services at all.
On October 22, 2003, the New England Juvenile Defender Center and the American
Bar Association released a report entitled Maine: An Assessment of Access
to Counsel and Quality Representation in Delinquency Proceedings. The
assessment found that current laws and practices have the effect of denying
children access to competent counsel at critical stages of the proceedings.
Over the past five years, there has only been three hours of training offered
to attorneys representing kids in delinquency proceedings. The lack of adequate
funding, training, supervision or caseload standards also affects adult
representation.
North Dakota: In 2003, the North Dakota legislature directed
its legislative council to study the state's method of providing indigent
defense services and the desirability of creating a statewide public defender
system. North Dakota subsequently retained the services of The Spangenberg
Group under the auspices of the American Bar Association. In January 2004,
the ABA report, Review of Indigent Defense Services in North Dakota
was published. The report found the North Dakota indigent defense system
to be "wrought with many serious problems" and in danger of "failing to
fulfill its constitutional obligations" under Gideon. The report
strongly urges the state to create a statewide public defender system to
correct numerous problems with the prevailing flat-fee contract system.
First, the current system has a "pervasive absence of independence for the
defense function from the judiciary," including direct oversight of budgetary
expenses and trial-related expenses (experts, investigations, etc.). The
contracts fail to comply with national standards related to caseload, attorney
qualification, attorney performance and training.
Virginia: In January 2004, the American Bar Association
released a report produced by The Spangenberg Group that found Virginia's
indigent defense system to be so deeply flawed that it "fails to provide
indigent defendants the guarantees of effective assistance of counsel required
by federal and state law." The report identifies two primary causes for
the failure: inadequate resources and a lack of an oversight structure.
The report calls on the state to adopt performance and qualification standards
that address workload limits, training requirements, professional independence
and other areas to ensure effective and meaningful representation. (See:
A Comprehensive Review of Indigent Defense in Virginia at: www.abanet.org/legalservices/downloads/sclaid/indigentdefense/va-report2004.pdf.)
WHO IS ELIGIBLE FOR PUBLIC DEFENDER SERVICES?
- It varies from state to state, and sometimes from county to county. Generally,
though, the test is whether you can afford to pay a private attorney. You
don't have to be poverty-stricken or unemployed to qualify; 70 percent of
all defendants receiving court-appointed lawyers have a job at the time of
their arrest.
PUBLIC OPINION RESEARCH ON THE RIGHT TO COUNSEL
- There is broad public support for the right to counsel:
- 88 percent of Americans believe that the quality of justice a person
receives should not be determined by how much money he or she has.
- 64 percent of Americans support having the government use tax dollars
to provide lawyers for people accused of crimes who cannot afford a lawyer.
- 88 percent support giving public defenders and prosecutors the same
resources per case, with nearly two-thirds (64 percent) favoring this
strongly.
- 94 percent believe it is important for low-income defendants to be represented
by attorneys with small enough caseloads to provide the time necessary
to prepare a defense (57 percent say it should be guaranteed).
- 94 percent of Americans believe it is important for low-income people
accused of crimes to have resources to obtain DNA testing (68 percent
say it should be guaranteed).
- 91 percent believe it is important for low-income persons to be provided
resources to hire investigators to check evidence and find witnesses (57
percent say it should be guaranteed).
- 71 percent believe that each state should establish a public defenders'
office with full-time attorneys, rather than relying on court-appointed
private lawyers to represent the accused.
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